Steven Whitaker

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Equistone Partners Europe Limited (no longer approved here)

    FRN 124366

    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 30 Sep 2024)
    • SMF3 Executive Director (9 Dec 2019 to 30 Sep 2024)
    • SMF16 Compliance Oversight (9 Dec 2019 to 30 Sep 2024)
    • CF11 Money Laundering Reporting (4 Oct 2016 to 8 Dec 2019)
    • CF10 Compliance Oversight (4 Oct 2016 to 8 Dec 2019)
    • CF1 Director (22 Jul 2016 to 8 Dec 2019)
    • CF28 Systems and controls (22 Jul 2016 to 8 Dec 2019)
  • 3i Investments Plc (no longer approved here)

    FRN 195262

    • CF29 Significant management (1 Nov 2007 to 16 May 2008)
    • CF30 Customer (1 Nov 2007 to 16 May 2008)
    • CF27 Investment Management (19 Jan 2006 to 31 Oct 2007)
    • CF16 Significant Mgt (Desgntd Investment Business) (14 Dec 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.