Stuart Malcolm Chapman

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Elderstreet Investments Limited

    FRN 148527

    • [FCA CF] Client dealing (since 31 Mar 2025)
  • Esprit Capital Partners LLP

    FRN 451191

    • SMF27 Partner (since 2 Mar 2021)
    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF16 Compliance Oversight (9 Dec 2019 to 2 Mar 2021)
    • CF11 Money Laundering Reporting (2 Oct 2008 to 13 May 2010)
    • CF10 Compliance Oversight (2 Oct 2008 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF4 Partner (27 Jun 2006 to 4 Jul 2017)
    • CF27 Investment Management (27 Jun 2006 to 31 Oct 2007)
  • Encore Ventures LLP

    FRN 510101

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Material risk taker (9 Dec 2019 to 16 Mar 2022)
    • SMF16 Compliance Oversight (9 Dec 2019 to 12 Feb 2021)
    • SMF27 Partner (9 Dec 2019 to 4 May 2023)
    • CF10 Compliance Oversight (24 May 2010 to 8 Dec 2019)
    • CF30 Customer (9 Mar 2010 to 8 Dec 2019)
    • CF4 Partner (9 Mar 2010 to 8 Dec 2019)
  • Freetrade Limited (no longer approved here)

    FRN 783189

    • Director of firm who is not a certification employee or a SMF manager (24 Aug 2022 to 1 Apr 2025)
  • G10 Capital Limited (no longer approved here)

    FRN 648953

    • CF1 Director (AR) (20 Apr 2022 to 18 Jan 2023)
    • CF30 Customer (20 Apr 2022 to 18 Jan 2023)
  • 3i Investments Plc (no longer approved here)

    FRN 195262

    • CF27 Investment Management (2 Jun 2003 to 28 Jan 2005)

Recent activity

Updates to this individual's record on the FCA register.

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