3i Investments Plc

Date authorised
1 April 2013
Companies House
03975789
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    3i Investments plc
    1 Knightsbridge
    London
    SW1X 7LX
    UNITED KINGDOM
    Phone
    +4402079753131
    Web
    https://www.3i.com

  • Complaints Contact

    1 Knightsbridge
    London
    SW1X 7LX
    UNITED KINGDOM
    Phone
    +4402079753094

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Runs Investment Funds

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Private Investment Funds

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Richard Lawrence Segal

    IRN RLS01072

    • CF30 Customer (1 Nov 2007 to 30 Sep 2008)
    • CF21 Investment Adviser (29 Nov 2006 to 31 Oct 2007)
  • Richard Loxton Campin

    IRN RLC01035

    • CF27 Investment Management (1 Dec 2001 to 1 Aug 2002)
  • Richard Mark Bishop

    IRN RMB01123

    • CF30 Customer (1 Nov 2007 to 1 Jun 2011)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
  • Richard Meddings

    IRN RXM01411

    • CF2 Non Executive Director (6 Dec 2010 to 17 Jul 2014)
    • CF30 Customer (14 Oct 2009 to 17 Jul 2014)
  • Richard Widdowson

    IRN RXW00673

    • [FCA CF] Client dealing (since 1 Jul 2025)
  • Rob Collins

    IRN RXC91779

    • [FCA CF] Material risk taker (since 28 May 2020)
  • Robert Haldane Smith

    IRN RHS01035

    • CF30 Customer (1 Nov 2007 to 31 Oct 2009)
    • CF27 Investment Management (7 Sep 2004 to 31 Oct 2007)
  • Robert John Kelly Thomson

    IRN RJT01089

    • CF27 Investment Management (1 Dec 2001 to 18 Feb 2002)
  • Robert Michael Reid

    IRN RMR01031

    • CF30 Customer (1 Nov 2007 to 30 Jun 2008)
    • CF27 Investment Management (1 Dec 2001 to 17 Feb 2003)
  • Robert Vincent Stefanowski

    IRN RVS01015

    • CF30 Customer (3 Mar 2009 to 10 Dec 2011)
    • CF1 Director (3 Mar 2009 to 10 Dec 2011)
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Recent activity

Updates to this firm's record on the FCA register.

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