Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • Director of firm who is not a certification employee or a SMF manager (10 Mar 2022 to 12 Jun 2023)
    • [FCA CF] Material risk taker (1 Jan 2022 to 12 Jun 2023)
    • [PRA CF] Managing a material risk taker (1 Jan 2022 to 12 Jun 2023)
    • [PRA CF] Significant risk taker or Material risk taker (1 Jan 2022 to 12 Jun 2023)
  • TSB Bank plc (no longer approved here)

    FRN 191240

    • SMF13 Chair of the Nominations Committee (8 Jul 2019 to 29 Nov 2021)
    • SMF1 Chief Executive (20 Dec 2018 to 30 Apr 2019)
    • SMF9 Chair of the Governing Body (2 Feb 2018 to 29 Nov 2021)
    • [FCA CF] Significant management (20 Sep 2017 to 29 Nov 2021)
  • Legal and General Assurance Society Limited (no longer approved here)

    FRN 117659

    • SIMF7 Group Entity Senior Insurance Manager Function (7 Mar 2016 to 25 May 2017)
    • CF2 Non Executive Director (1 Dec 2014 to 6 Mar 2016)
  • 3i Investments Plc (no longer approved here)

    FRN 195262

    • CF2 Non Executive Director (6 Dec 2010 to 17 Jul 2014)
    • CF30 Customer (14 Oct 2009 to 17 Jul 2014)
  • Standard Chartered Bank (no longer approved here)

    FRN 114276

    • CF1 Director (28 Aug 2002 to 30 Jun 2014)

Recent activity

Updates to this individual's record on the FCA register.

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