3i Investments Plc

Date authorised
1 April 2013
Companies House
03975789
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    3i Investments plc
    1 Knightsbridge
    London
    SW1X 7LX
    UNITED KINGDOM
    Phone
    +4402079753131
    Web
    https://www.3i.com

  • Complaints Contact

    1 Knightsbridge
    London
    SW1X 7LX
    UNITED KINGDOM
    Phone
    +4402079753094

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Runs Investment Funds

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Private Investment Funds

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Robert William Ashburnham Swannell

    IRN RWS01059

    • CF2 Non Executive Director (25 Jan 2010 to 1 Oct 2010)
    • CF30 Customer (1 Nov 2007 to 1 Oct 2010)
    • CF27 Investment Management (14 Dec 2006 to 31 Oct 2007)
  • Robert Wilson

    IRN RXW01234

    • CF23 Corporate Finance Adviser (1 Dec 2001 to 1 Dec 2001)
  • Robin Alexander Winning

    IRN RXW01232

    • CF27 Investment Management (10 Mar 2004 to 16 Apr 2006)
  • Robin Marshall

    IRN RXM01385

    • CF27 Investment Management (1 Dec 2001 to 1 Feb 2006)
  • Robin Vivian Nigel Jones

    IRN RVJ01004

    • CF27 Investment Management (1 Dec 2001 to 31 May 2003)
  • Roderick William Perry

    IRN RWP01056

    • CF1 Director (1 Dec 2001 to 6 Jul 2005)
    • CF27 Investment Management (1 Dec 2001 to 6 Jul 2005)
  • Roger David Colwill

    IRN RDC01060

    • CF16 Significant Mgt (Desgntd Investment Business) (14 Mar 2003 to 14 Dec 2005)
    • CF27 Investment Management (1 Dec 2001 to 30 Apr 2007)
  • Roumyana Vesselinova Boshnakova

    IRN RVB01019

    • CF30 Customer (25 Jan 2011 to 21 Feb 2012)
  • Rowena Anne Gracey

    IRN RAG01117

    • [FCA CF] Client dealing (28 May 2020 to 15 Sep 2021)
    • CF30 Customer (31 Jan 2011 to 8 Dec 2019)
  • Rudi Luke Schembri

    IRN RLS01075

    • [FCA CF] Client dealing (28 May 2020 to 31 Jul 2022)
    • CF30 Customer (1 Jun 2015 to 8 Dec 2019)
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Recent activity

Updates to this firm's record on the FCA register.

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