Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Exponent Private Equity LLP (no longer approved here)

    FRN 231527

    • CF30 Customer (1 Nov 2007 to 31 Mar 2014)
    • CF10 Compliance Oversight (17 Jun 2004 to 9 Sep 2005)
    • CF11 Money Laundering Reporting (17 Jun 2004 to 9 Sep 2005)
    • CF27 Investment Management (17 Jun 2004 to 31 Oct 2007)
    • CF4 Partner (17 Jun 2004 to 31 Mar 2014)
  • 3i Investments Plc (no longer approved here)

    FRN 195262

    • CF27 Investment Management (1 Dec 2001 to 1 Aug 2002)

Recent activity

Updates to this individual's record on the FCA register.

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