3i Investments Plc

• Principal Place of Business

  3i Investments plc

  1 Knightsbridge

  London

  SW1X 7LX

  UNITED KINGDOM

  Phone

  +4402079753131

  Web

  https://www.3i.com

• Complaints Contact

  1 Knightsbridge

  London

  SW1X 7LX

  UNITED KINGDOM

  Phone

  +4402079753094

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Runs Investment Funds

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Ian Lobley

  IRN IML01017

  • [FCA CF] Client dealing (since 28 May 2020)
  • [FCA CF] Manager of certification employee (since 28 May 2020)
  • [FCA CF] Material risk taker (28 May 2020 to 1 Apr 2022)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
• Ian Michael Nolan

  IRN IMN01009

  • CF1 Director (19 May 2009 to 1 Nov 2011)
  • CF30 Customer (1 Nov 2007 to 1 Nov 2011)
  • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
• Ian Scott Wallis

  IRN ISW01014

  • CF27 Investment Management (11 Mar 2004 to 27 Oct 2006)
• Inaki Echave

  IRN IXE01033

  • CF27 Investment Management (16 Nov 2004 to 24 Oct 2006)
• Isabel Ann Dolan

  IRN IAD01016

  • CF23 Corporate Finance Adviser (1 Dec 2001 to 1 Dec 2001)
• James Alexander Cox

  IRN JAC01492

  • [FCA CF] Client dealing (since 28 May 2020)
  • CF30 Customer (5 Oct 2015 to 8 Dec 2019)
• James Chadwick Murrin

  IRN JCM01130

  • CF27 Investment Management (1 Dec 2001 to 9 Jan 2004)
• James Hatchley

  IRN JGH01068

  • SMF3 Executive Director (since 12 May 2022)
  • [FCA CF] Material risk taker (since 28 May 2020)
  • [FCA CF] Client dealing (since 28 May 2020)
  • CF30 Customer (19 Sep 2017 to 8 Dec 2019)
• James Michael Walker

  IRN JMW01148

  • CF27 Investment Management (27 Feb 2002 to 31 Jul 2004)
• James Murray Grant

  IRN JMG01105

  • CF23 Corporate Finance Adviser (1 Dec 2001 to 1 Dec 2001)

No changes recorded yet.