Ian Scott Wallis

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

MML UK Advisor LLP
FRN 929690
- CF1 Director (AR) (since 17 Jul 2025)
- SMF27 Partner (since 16 Oct 2020)
- SMF1 Chief Executive (since 16 Oct 2020)
- SMF16 Compliance Oversight (16 Oct 2020 to 31 Mar 2025)
- SMF17 Money Laundering Reporting Officer (MLRO) (16 Oct 2020 to 31 Mar 2025)
MML Holdco 7 Ltd
FRN 948625
- (2)Employed By (since 17 Jul 2025)
3i Investments Plc (no longer approved here)
FRN 195262
- CF27 Investment Management (11 Mar 2004 to 27 Oct 2006)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.