MML UK Advisor LLP

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
Investment Setup

For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Senior staff personally approved by the FCA to hold their roles here.

Amar Shanghavi
IRN AXS04833
- [FCA CF] Client dealing (23 Mar 2021 to 12 Sep 2025)
Andrew James Honan
IRN AXH01380
- [FCA CF] Material risk taker (since 19 Jun 2025)
- [FCA CF] Significant management (since 5 Apr 2024)
- [FCA CF] Client dealing (since 25 Aug 2021)
Anna Clarke
IRN AXC03598
- [FCA CF] Client dealing (since 16 Feb 2026)
Annabelle Statham
IRN AXS05583
- [FCA CF] Client dealing (since 12 Sep 2025)
Arianna Ubaldi
IRN AXU19428
- [FCA CF] Client dealing (23 Mar 2021 to 30 Apr 2021)
Arttu Johannes Koivula
IRN AXK00017
- [FCA CF] Client dealing (since 22 Aug 2023)
Balbinder Singh Johal
IRN BSJ01018
- CF1 Director (AR) (since 18 Jul 2025)
- SMF1 Chief Executive (since 16 Oct 2020)
- SMF27 Partner (since 16 Oct 2020)
Brock Birkin
IRN BXB00284
- [FCA CF] Client dealing (since 14 Dec 2022)
CHRISTIAN BROWN
IRN CXB00491
- [FCA CF] Client dealing (since 19 Aug 2021)
Chester Holliday
IRN CXH00825
- [FCA CF] Client dealing (since 17 Sep 2024)

Smaller firms operating under this firm's FCA authorisation.

MML Holdco 7 Ltd
FRN 948625 · Appointed 7 Apr 2021
MML Capital Partners LLP (no longer appointed)
FRN 944882 · Appointed 12 Feb 2021 · Until 20 Jan 2023

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.