MML UK Advisor LLP

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
Investment Setup

For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Senior staff personally approved by the FCA to hold their roles here.

Chloe Chilton
IRN CXC00570
- [FCA CF] Client dealing (since 15 Aug 2022)
David Collins
IRN DXC00958
- [FCA CF] Client dealing (since 19 Jan 2026)
Divisha Gohil
IRN DXG00534
- [FCA CF] Client dealing (since 5 Apr 2024)
Emanuele Rustichelli
IRN EXR14250
- [FCA CF] Client dealing (19 Oct 2022 to 6 Oct 2025)
Emily Brooks
IRN EXB00550
- [FCA CF] Client dealing (since 20 Oct 2025)
Georgia Freeman
IRN GXF00247
- [FCA CF] Client dealing (since 9 Dec 2024)
Harrison Harvey Smith
IRN HHS01013
- [FCA CF] Client dealing (9 Dec 2019 to 22 Mar 2024)
Harry Sparks
IRN HXS00268
- [FCA CF] Client dealing (since 7 Jun 2022)
Helen Downie
IRN HXD00062
- [FCA CF] Client dealing (since 15 May 2023)
Helen Lowe
IRN HXL00110
- [FCA CF] Client dealing (since 1 Oct 2021)

Smaller firms operating under this firm's FCA authorisation.

MML Holdco 7 Ltd
FRN 948625 · Appointed 7 Apr 2021
MML Capital Partners LLP (no longer appointed)
FRN 944882 · Appointed 12 Feb 2021 · Until 20 Jan 2023

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.