MML UK Advisor LLP

• Principal Place of Business

  Orion House

  5 Upper St. Martin's Lane

  London

  WC2H 9EA

  UNITED KINGDOM

  Phone

  +442070242200

  Web

  https://www.mmlcapital.com

• Complaints Contact

  Orion House

  5 Upper St. Martin's Lane

  London

  WC2H 9EA

  UNITED KINGDOM

  Phone

  +442070242200

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Henry John Alexander Alty

  IRN HXA16184

  • [FCA CF] Client dealing (since 1 Nov 2022)
• Ian Scott Wallis

  IRN ISW01014

  • CF1 Director (AR) (since 17 Jul 2025)
  • SMF1 Chief Executive (since 16 Oct 2020)
  • SMF27 Partner (since 16 Oct 2020)
  • SMF16 Compliance Oversight (16 Oct 2020 to 31 Mar 2025)
  • SMF17 Money Laundering Reporting Officer (MLRO) (16 Oct 2020 to 31 Mar 2025)
• JESSICA HARDY

  IRN JXH00701

  • [FCA CF] Client dealing (19 Aug 2021 to 16 Dec 2024)
• James Church

  IRN JXC06760

  • [FCA CF] Client dealing (since 17 Oct 2022)
• James Elliot Brown

  IRN JXB23034

  • [FCA CF] Client dealing (since 20 May 2024)
• Javier Perez Sanchez

  IRN JXP01130

  • [FCA CF] Client dealing (since 3 Jun 2025)
• Joanne Louise Weir

  IRN JXW24992

  • [FCA CF] Material risk taker (since 19 Jun 2025)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 21 Mar 2025)
  • SMF16 Compliance Oversight (since 21 Mar 2025)
  • [FCA CF] Significant management (since 1 Sep 2023)
• Jonathan Graham

  IRN JXG23769

  • [FCA CF] Material risk taker (since 19 Jun 2025)
  • [FCA CF] Significant management (since 17 Oct 2024)
  • [FCA CF] Client dealing (since 17 Oct 2024)
• KARAN DARROCH

  IRN KXD00186

  • [FCA CF] Material risk taker (since 19 Jun 2025)
  • [FCA CF] Significant management (since 19 Aug 2021)
• Karima El Mounjid

  IRN KXE00078

  • [FCA CF] Client dealing (14 Feb 2022 to 14 Aug 2022)

• MML Holdco 7 Ltd

  FRN 948625 · Appointed 7 Apr 2021

• MML Capital Partners LLP (no longer appointed)

  FRN 944882 · Appointed 12 Feb 2021 · Until 20 Jan 2023

No changes recorded yet.