Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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MML UK Advisor LLP
FRN 929690
- [FCA CF] Material risk taker (since 19 Jun 2025)
- SMF16 Compliance Oversight (since 21 Mar 2025)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 21 Mar 2025)
- [FCA CF] Significant management (since 1 Sep 2023)
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- SMF16 Compliance Oversight (2 Mar 2020 to 3 Aug 2023)
- SMF17 Money Laundering Reporting Officer (MLRO) (2 Mar 2020 to 3 Aug 2023)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.