MML UK Advisor LLP
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Orion House5 Upper St. Martin's LaneLondonWC2H 9EAUNITED KINGDOM- Phone
- +442070242200
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Complaints Contact
Orion House5 Upper St. Martin's LaneLondonWC2H 9EAUNITED KINGDOM- Phone
- +442070242200
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Investment Advice (no pensions)
For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
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Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
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Investment Setup
For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Laura Goksch
IRN LXG00352
- [FCA CF] Client dealing (since 22 Jul 2024)
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Laura Heizmann-Kaps
IRN LXK01253
- [FCA CF] Client dealing (since 2 Mar 2026)
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Luke Daniel Jones
IRN LDJ01003
- [FCA CF] Material risk taker (since 19 Jun 2025)
- [FCA CF] Client dealing (since 5 Apr 2024)
- [FCA CF] Significant management (since 5 Apr 2024)
- SMF27 Partner (10 Jun 2021 to 5 Apr 2024)
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Maninder Minhas
IRN MXM00510
- [FCA CF] Client dealing (since 22 Jul 2024)
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Michael Reynolds
IRN MXR01011
- [FCA CF] Material risk taker (since 19 Jun 2025)
- [FCA CF] Client dealing (since 6 Jan 2025)
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Myriam Daeschler
IRN MXD71294
- [FCA CF] Client dealing (since 26 Feb 2024)
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Oliver Charles Edward Bond
IRN OCB01009
- [FCA CF] Client dealing (23 Mar 2021 to 9 Jul 2021)
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Rachel Malden
IRN RXM01106
- [FCA CF] Client dealing (since 13 Jan 2025)
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Richard Daniel Mayers
IRN RXM01858
- [FCA CF] Material risk taker (since 19 Jun 2025)
- [FCA CF] Significant management (since 5 Apr 2024)
- [FCA CF] Client dealing (since 5 Apr 2024)
- SMF27 Partner (3 Jun 2021 to 5 Apr 2024)
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Robert Devonshire
IRN RXD01607
- [FCA CF] Material risk taker (since 19 Jun 2025)
- [FCA CF] Client dealing (since 5 Apr 2024)
- [FCA CF] Significant management (since 5 Apr 2024)
- SMF27 Partner (17 May 2021 to 5 Apr 2024)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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MML Holdco 7 Ltd
FRN 948625 · Appointed 7 Apr 2021
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MML Capital Partners LLP (no longer appointed)
FRN 944882 · Appointed 12 Feb 2021 · Until 20 Jan 2023
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.