MML UK Advisor LLP

• Principal Place of Business

  Orion House

  5 Upper St. Martin's Lane

  London

  WC2H 9EA

  UNITED KINGDOM

  Phone

  +442070242200

  Web

  https://www.mmlcapital.com

• Complaints Contact

  Orion House

  5 Upper St. Martin's Lane

  London

  WC2H 9EA

  UNITED KINGDOM

  Phone

  +442070242200

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Robert Ian Knight

  IRN RIK01009

  • [FCA CF] Client dealing (3 Jan 2023 to 19 Jan 2025)
• Roderick Hilary Brooks

  IRN RHB01031

  • SMF27 Partner (16 Oct 2020 to 25 Jul 2023)
  • SMF1 Chief Executive (16 Oct 2020 to 25 Jul 2023)
• Rosslyn Hendy

  IRN RXH00920

  • [FCA CF] Client dealing (since 16 Feb 2026)
• Samual Don Stevens

  IRN SXD02503

  • [FCA CF] Client dealing (14 Dec 2022 to 15 May 2025)
• Sara Teixeira Neves

  IRN STN01014

  • [FCA CF] Client dealing (10 Jan 2022 to 28 Mar 2024)
• Sharand Pyar Maharaj

  IRN SXM15642

  • [FCA CF] Material risk taker (since 19 Jun 2025)
  • [FCA CF] Client dealing (since 5 Apr 2024)
  • [FCA CF] Significant management (since 5 Apr 2024)
• Thinoshan Jeganathan

  IRN TXJ00227

  • [FCA CF] Client dealing (since 14 Apr 2026)
• Thomas Paul Smith

  IRN TXS03976

  • [FCA CF] Client dealing (since 19 Jan 2026)
• Thomas Robert Biddle

  IRN TRB01060

  • [FCA CF] Material risk taker (since 19 Jun 2025)
  • [FCA CF] Client dealing (since 27 Aug 2024)
  • [FCA CF] Significant management (since 27 Aug 2024)
• William Stewart

  IRN WXS00073

  • [FCA CF] Client dealing (since 23 Mar 2021)

• MML Holdco 7 Ltd

  FRN 948625 · Appointed 7 Apr 2021

• MML Capital Partners LLP (no longer appointed)

  FRN 944882 · Appointed 12 Feb 2021 · Until 20 Jan 2023

No changes recorded yet.