Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- Director of firm who is not a certification employee or a SMF manager (1 Jul 2021 to 31 May 2022)
- SMF9 Chair of the Governing Body (9 Dec 2019 to 1 Jun 2020)
- CF2 Non Executive Director (1 May 2018 to 8 Dec 2019)
-
- CF2 Non Executive Director (1 May 2018 to 8 Dec 2019)
-
- CF2 Non Executive Director (1 May 2018 to 8 Dec 2019)
-
- CF2 Non Executive Director (1 May 2018 to 8 Dec 2019)
-
- CF30 Customer (2 Aug 2013 to 6 May 2016)
-
- CF27 Investment Management (16 Nov 2004 to 24 Oct 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.