Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Manager of certification employee (since 28 May 2020)
    • [FCA CF] Client dealing (since 28 May 2020)
    • [FCA CF] Material risk taker (28 May 2020 to 1 Apr 2022)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
  • HW Financial Services Limited (no longer approved here)

    FRN 134190

    • CF2 Non Executive Director (27 Sep 2012 to 31 Mar 2014)
    • CF2 Non Executive Director (27 Sep 2012 to 31 Mar 2014)

Recent activity

Updates to this individual's record on the FCA register.

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