James Hatchley

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

3i Investments Plc
FRN 195262
- SMF3 Executive Director (since 12 May 2022)
- [FCA CF] Client dealing (since 28 May 2020)
- [FCA CF] Material risk taker (since 28 May 2020)
- CF30 Customer (19 Sep 2017 to 8 Dec 2019)
KKR Credit Advisors (EMEA) LLP (no longer approved here)
FRN 592969
- CF4 Partner (7 Oct 2015 to 7 Apr 2016)
Kohlberg Kravis Roberts & Co. Partners LLP (no longer approved here)
FRN 593180
- CF4 Partner (23 Mar 2015 to 7 Apr 2016)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.