William Lynch

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

ABSA SECURITIES UNITED KINGDOM LIMITED
FRN 808323
- [FCA CF] Client dealing (since 1 Aug 2020)
ICBC Standard Bank Plc (no longer approved here)
FRN 124823
- [FCA CF] Manager of certification employee (16 Mar 2018 to 31 Mar 2019)
- [FCA CF] Client dealing (25 Oct 2017 to 30 Jun 2020)
Avior Capital Markets International Limited (no longer approved here)
FRN 191074
- CF30 Customer (14 Jul 2015 to 11 Oct 2017)
VTB Capital plc (no longer approved here)
FRN 144003
- CF30 Customer (1 Sep 2009 to 20 Oct 2014)
Sberbank CIB (UK) Limited (no longer approved here)
FRN 228551
- CF30 Customer (1 Nov 2007 to 1 Jun 2009)
- CF21 Investment Adviser (8 Jun 2007 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (22 Mar 2007 to 8 Jun 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.