William Edward Maloney

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • KW Wealth Planning Limited

    FRN 114694

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 10 Mar 2026)
    • [FCA CF] Functions requiring qualifications (since 10 Mar 2026)
  • Unity Wealth Management Limited (no longer approved here)

    FRN 774324

    • [FCA CF] Functions requiring qualifications (2 May 2023 to 31 Jan 2026)
  • Insight Financial Associates Limited (no longer approved here)

    FRN 458421

    • [FCA CF] Client dealing (27 Jun 2022 to 31 Mar 2023)
    • [FCA CF] Functions requiring qualifications (27 Jun 2022 to 31 Mar 2023)
  • HOWDEN FS LIMITED (no longer approved here)

    FRN 180563

    • CF30 Customer (11 Oct 2019 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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