Wendy Ann Ferguson

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

McInroy & Wood Ltd
FRN 121926
- SMF1 Chief Executive (since 27 Jun 2025)
- SMF3 Executive Director (since 9 Dec 2019)
- SMF17 Money Laundering Reporting Officer (MLRO) (18 Jan 2024 to 31 Jan 2025)
- CF1 Director (29 Oct 2013 to 8 Dec 2019)
McInroy & Wood Portfolios Limited
FRN 144205
- SMF1 Chief Executive (since 27 Jun 2025)
- SMF3 Executive Director (since 9 Dec 2019)
- SMF17 Money Laundering Reporting Officer (MLRO) (18 Jan 2024 to 31 Jan 2025)
- CF1 Director (29 Oct 2013 to 8 Dec 2019)
Scottish Widows Unit Trust Managers Limited (no longer approved here)
FRN 122129
- CF29 Significant management (1 Nov 2007 to 12 Aug 2008)
- CF16 Significant Mgt (Desgntd Investment Business) (7 Jun 2006 to 31 Oct 2007)
Lloyds Bank PLC (no longer approved here)
FRN 119278
- CF16 Significant Mgt (Desgntd Investment Business) (7 Jun 2006 to 7 Jun 2006)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.