Udaiveer Anand

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

ARTHUR J. GALLAGHER (UK) LIMITED (no longer approved here)
FRN 312919
- CF1 Director (AR) (24 Jan 2023 to 17 Apr 2023)
Optio Underwriting Ltd (no longer approved here)
FRN 954101
- CF1 Director (AR) (20 Dec 2022 to 31 May 2023)
- SMF3 Executive Director (27 Jan 2022 to 31 May 2023)
Optio Europe Brokers Limited UK Branch (no longer approved here)
FRN 979991
- (4)Employed By (20 Dec 2022 to 31 May 2023)
Brockwell Capital Ltd (no longer approved here)
FRN 791435
- Employed By (30 Mar 2022 to 31 May 2023)
Ascent Underwriting LLP (no longer approved here)
FRN 605637
- SMF27 Partner (9 Feb 2022 to 31 May 2023)
Optio Risk Services Ltd (no longer approved here)
FRN 697455
- SMF3 Executive Director (12 Nov 2020 to 31 May 2023)
- CF1 Director (AR) (21 Aug 2020 to 27 Jan 2022)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.