Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF16 Compliance Oversight (since 5 Sep 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 5 Sep 2025)
    • SMF4 Chief Risk (since 5 Sep 2025)
  • Aviva UK Digital Limited (no longer approved here)

    FRN 728985

    • SMF9 Chair of the Governing Body (15 Mar 2024 to 2 Apr 2025)
    • SMF16 Compliance Oversight (28 Apr 2021 to 31 Oct 2021)
    • [FCA CF] Significant management (15 Dec 2020 to 27 Apr 2021)
  • Aviva Credit Services UK Limited (no longer approved here)

    FRN 724447

    • SMF9 Chair of the Governing Body (26 Jul 2022 to 16 May 2025)
    • SMF16 Compliance Oversight (28 Apr 2021 to 29 Jun 2022)
    • [FCA CF] Significant management (15 Dec 2020 to 27 Apr 2021)
  • Aviva Insurance Limited (no longer approved here)

    FRN 202153

    • SMF16 Compliance Oversight (28 Apr 2021 to 31 Oct 2021)
    • [FCA CF] Significant management (15 Dec 2020 to 27 Apr 2021)
  • Gresham Insurance Company Limited (no longer approved here)

    FRN 202160

    • SMF16 Compliance Oversight (28 Apr 2021 to 29 Jun 2022)
    • [FCA CF] Significant management (15 Dec 2020 to 27 Apr 2021)
  • The Ocean Marine Insurance Company Limited (no longer approved here)

    FRN 202787

    • SMF16 Compliance Oversight (28 Apr 2021 to 29 Jun 2022)
    • [FCA CF] Significant management (15 Dec 2020 to 27 Apr 2021)
  • Aviva Health UK Limited (no longer approved here)

    FRN 308139

    • SMF16 Compliance Oversight (28 Apr 2021 to 29 Jun 2022)
    • [FCA CF] Significant management (15 Dec 2020 to 27 Apr 2021)
  • Liverpool Victoria Financial Services Limited (no longer approved here)

    FRN 110035

    • SMF16 Compliance Oversight (29 Jan 2019 to 6 Sep 2019)
  • Liverpool Victoria Life Company Limited (no longer approved here)

    FRN 110423

    • SMF16 Compliance Oversight (29 Jan 2019 to 6 Sep 2019)
  • Liverpool Victoria Financial Advice Services Limited (no longer approved here)

    FRN 186890

    • CF10 Compliance Oversight (29 Jan 2019 to 6 Sep 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.