Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- SMF16 Compliance Oversight (29 Jan 2019 to 6 Sep 2019)
-
- SMF16 Compliance Oversight (29 Jan 2019 to 6 Sep 2019)
-
- SMF16 Compliance Oversight (29 Jan 2019 to 6 Sep 2019)
-
- SMF16 Compliance Oversight (29 Jan 2019 to 6 Sep 2019)
-
- CF10 Compliance Oversight (4 Jan 2017 to 24 Mar 2017)
- CF11 Money Laundering Reporting (4 Jan 2017 to 24 Mar 2017)
-
- CF10 Compliance Oversight (23 Dec 2015 to 24 Mar 2017)
- CF11 Money Laundering Reporting (23 Dec 2015 to 24 Mar 2017)
-
- CF10 Compliance Oversight (10 Jun 2015 to 24 Mar 2017)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.