Tracey Anne Daniel

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Brooks Macdonald Asset Management Limited

    FRN 184918

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 1 Aug 2023)
  • ValidPath Limited (no longer approved here)

    FRN 197107

    • CF30 Customer (18 Feb 2021 to 17 Aug 2023)
    • Appointed representative dealing with clients for which they require qualification (18 Feb 2021 to 11 Dec 2023)
    • CF1 Director (AR) (18 Feb 2021 to 11 Dec 2023)
  • Mulberry Wealth Management Limited (no longer approved here)

    FRN 499351

    • [FCA CF] Client dealing (9 Dec 2019 to 1 Jan 2021)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 Jan 2021)
    • CF30 Customer (25 Oct 2018 to 8 Dec 2019)
  • CST Wealth Management Limited (no longer approved here)

    FRN 602496

    • CF30 Customer (24 Nov 2014 to 19 Oct 2018)
  • Bartholomew Hawkins Ltd (no longer approved here)

    FRN 489590

    • CF30 Customer (24 Jun 2014 to 12 Nov 2014)
  • LEABOLD FINANCIAL MANAGEMENT LIMITED (no longer approved here)

    FRN 402291

    • CF30 Customer (3 Dec 2012 to 1 Jul 2013)
  • The On-Line Partnership Limited (no longer approved here)

    FRN 192638

    • CF30 Customer (26 Aug 2011 to 31 Dec 2012)
  • Personal Touch Financial Services Limited (no longer approved here)

    FRN 187834

    • CF30 Customer (17 May 2010 to 26 Aug 2011)

Recent activity

Updates to this individual's record on the FCA register.

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