Thomas James Nel

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Fintuity Limited

    FRN 814106

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 14 Jun 2024)
    • [FCA CF] Functions requiring qualifications (since 14 Jun 2024)
  • Focus Investment Planning Limited (no longer approved here)

    FRN 567842

    • [FCA CF] Functions requiring qualifications (3 Jul 2023 to 27 Nov 2023)
    • [FCA CF] Client dealing (3 Jul 2023 to 27 Nov 2023)
  • ACUITY PROFESSIONAL ADVISERS LTD (no longer approved here)

    FRN 464072

    • [FCA CF] Functions requiring qualifications (4 Jan 2022 to 30 Jun 2023)
    • [FCA CF] Client dealing (4 Jan 2022 to 30 Jun 2023)
  • MKS FINANCIAL PLANNING LIMITED (no longer approved here)

    FRN 118061

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 23 Dec 2021)
    • [FCA CF] Client dealing (9 Dec 2019 to 23 Dec 2021)
    • CF30 Customer (25 Feb 2019 to 8 Dec 2019)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • CF30 Customer (30 Sep 2016 to 29 Jan 2019)
  • Radcliffe and Newlands Ltd (no longer approved here)

    FRN 457283

    • Employed By (30 Sep 2016 to 29 Jan 2019)
  • Lanner Capital Limited (no longer approved here)

    FRN 467847

    • CF30 Customer (8 Jun 2015 to 8 Jun 2016)

Recent activity

Updates to this individual's record on the FCA register.

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