Focus Investment Planning Limited

• Principal Place of Business

  Focus House

  Little Trees

  Copthorne Road

  Crawley

  West Sussex

  RH10 3PD

  UNITED KINGDOM

  Phone

  +4401293401663

  Web

  https://www.focusinvestment.co.uk

• Complaints Contact

  Focus House

  Little Trees

  Copthorne Road

  Crawley

  West Sussex

  RH10 3PD

  UNITED KINGDOM

  Phone

  +4401293401663

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 2 limitations Hide limitations

  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

  Show 1 limitation Hide limitations

  • · Limited to debt counselling excluding the administration of debt management plans In this limitation debt management plans are defined as: "a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders".

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Anthony Madgwick

  IRN AXM05624

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 7 Jul 2025)
  • [FCA CF] Functions requiring qualifications (since 7 Jul 2025)
• Christopher John Penfold

  IRN CXP00396

  • [FCA CF] Client dealing (3 Feb 2022 to 15 May 2023)
  • [FCA CF] Functions requiring qualifications (3 Feb 2022 to 15 May 2023)
• David Anthony Roser

  IRN DXR17357

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 21. Advising or arranging (bringing about) equity release transactions
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 7. Giving personal recommendations on long-term care insurance contracts
  • [FCA CF] Functions requiring qualifications (since 1 Mar 2020)
  • [FCA CF] Client dealing (since 1 Mar 2020)
  • CF30 Customer (18 Jul 2019 to 8 Dec 2019)
• Gerald Neil Spencer

  IRN GNS00002

  • CF30 Customer (3 Jan 2012 to 26 Sep 2012)
• Hugo Philippe Harold Goodale

  IRN HXG00118

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 12 Jan 2026)
  • [FCA CF] Client dealing (since 12 Jan 2026)
• Jenny Anne Hayman

  IRN JAH00108

  • CF30 Customer (5 Mar 2014 to 22 Dec 2015)
• Laurence William Nash

  IRN LXN00003

  • [FCA CF] Client dealing (9 Dec 2019 to 1 Aug 2022)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 Aug 2022)
  • CF30 Customer (3 Jan 2012 to 8 Dec 2019)
• Mark Richardson

  IRN MXR07584

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 1 Jul 2024)
  • [FCA CF] Functions requiring qualifications (since 1 Jul 2024)
• Martin Spicer

  IRN MXS03181

  • 21. Advising or arranging (bringing about) equity release transactions
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 7. Giving personal recommendations on long-term care insurance contracts
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 8 Aug 2022)
  • [FCA CF] Functions requiring qualifications (since 8 Aug 2022)
• Paul Martin Connor

  IRN PMC00036

  • 7. Giving personal recommendations on long-term care insurance contracts
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • [FCA CF] Significant management (since 9 Dec 2019)
  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 1 Oct 2018)
  • Responsibility for MCD Intermediation (since 2 Aug 2016)
  • CF10 Compliance Oversight (3 Jan 2012 to 8 Dec 2019)
  • CF1 Director (3 Jan 2012 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (3 Jan 2012 to 8 Dec 2019)
  • CF30 Customer (3 Jan 2012 to 8 Dec 2019)
  • Responsible for Insurance Mediation (3 Jan 2012 to 30 Sep 2018)

No changes recorded yet.