Mark Richardson

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Focus Investment Planning Limited

    FRN 567842

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 1 Jul 2024)
    • [FCA CF] Functions requiring qualifications (since 1 Jul 2024)
  • FACET INVESTMENT MANAGEMENT LTD (no longer approved here)

    FRN 131372

    • [FCA CF] Functions requiring qualifications (31 Dec 2019 to 20 Jun 2024)
    • CF30 Customer (29 Oct 2018 to 20 Jun 2024)
  • Berkeley Financial Partners Ltd (no longer approved here)

    FRN 654149

    • (5)Employed By (11 Sep 2019 to 20 Jun 2024)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Berkeley Financial Partners Ltd

  2. controlled function added: (5)Employed By at Berkeley Financial Partners Ltd