Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Focus Investment Planning Limited
FRN 567842
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Functions requiring qualifications (since 12 Jan 2026)
- [FCA CF] Client dealing (since 12 Jan 2026)
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- Appointed representative dealing with clients for which they require qualification (21 Jul 2022 to 31 Dec 2025)
- CF1 Director (AR) (21 Jun 2022 to 31 Dec 2025)
- CF30 Customer (1 Jun 2022 to 31 Dec 2025)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.