MKS FINANCIAL PLANNING LIMITED

• Principal Place of Business

  Moore Kingston Smith & Partners Ltd

  9 Appold Street

  London

  Hackney

  EC2A 2AP

  UNITED KINGDOM

  Phone

  +4402045821000

  Web

  https://www.mooreks.co.uk/services/advisory/financial-planning/

• Complaints Contact

  Moore Kingston Smith & Partners Ltd

  9 Appold Street

  London

  Hackney

  EC2A 2AP

  UNITED KINGDOM

  Phone

  +4402045821000

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Buy-to-Let Start Date

• Buy-to-Let Status

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Caroline Anne Read

  IRN CAR01151

  • SMF3 Executive Director (9 Dec 2019 to 31 Oct 2025)
  • CF1 Director (12 Jul 2019 to 8 Dec 2019)
• David Anthony Painter

  IRN DAP00008

  • SMF3 Executive Director (since 5 Jan 2026)
• David Mitchell

  IRN DXM01723

  • SMF3 Executive Director (since 19 Jan 2026)
• David William Boone

  IRN DWB00005

  • 7. Giving personal recommendations on long-term care insurance contracts
  • 9A. Advising on P2P agreements
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 21. Advising or arranging (bringing about) equity release transactions
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 1 Dec 2025)
  • [FCA CF] Client dealing (since 1 Dec 2025)
• Dean Foley

  IRN DXF00046

  • CF1 Director (2 Apr 2012 to 31 Dec 2012)
  • CF30 Customer (19 Jul 2011 to 31 Dec 2012)
• Edward William Fowle

  IRN EWF01009

  • [FCA CF] Client dealing (9 Dec 2019 to 19 Nov 2021)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 19 Nov 2021)
  • CF30 Customer (21 Feb 2019 to 8 Dec 2019)
• Frances Elizabeth Tuson

  IRN FET00004

  • CF1 Director (1 Dec 2001 to 2 Apr 2012)
• Frederick McCarthy

  IRN FXM00053

  • 11. Pension transfer specialist
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 21. Advising or arranging (bringing about) equity release transactions
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 7. Giving personal recommendations on long-term care insurance contracts
  • [FCA CF] Functions requiring qualifications (since 1 Jul 2022)
  • [FCA CF] Client dealing (since 1 Jul 2022)
• Gary Keith Osborne

  IRN GKO00001

  • CF30 Customer (1 Nov 2007 to 31 Jan 2011)
  • CF21 Investment Adviser (2 Apr 2002 to 31 Oct 2007)
• Harriet Katharine Liddington

  IRN HKL29993

  • 11. Pension transfer specialist
  • 7. Giving personal recommendations on long-term care insurance contracts
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 1 Jul 2022)
  • [FCA CF] Client dealing (since 1 Jul 2022)

No changes recorded yet.