David Anthony Painter

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • MKS FINANCIAL PLANNING LIMITED

    FRN 118061

    • SMF3 Executive Director (since 5 Jan 2026)
  • CMIS Independent Financial Advisors Limited

    FRN 826849

    • (9)SMF3 Executive Director (since 18 Sep 2025)
  • Best Practice IFA Group Limited

    FRN 223112

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 9A. Advising on P2P agreements
    • CF1 Director (AR) (since 12 May 2020)
    • CF30 Customer (since 12 May 2020)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
  • Moore Kingston Smith Financial Advisers Ltd

    FRN 558116

    • (8)Employed By (since 12 May 2020)
    • (25)Employed By (28 Nov 2011 to 16 Mar 2020)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: SMF3 Executive Director at CMIS Independent Financial Advisors Limited

  2. controlled function added: (9)SMF3 Executive Director at CMIS Independent Financial Advisors Limited