Frederick McCarthy

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • MKS FINANCIAL PLANNING LIMITED

    FRN 118061

    • 11. Pension transfer specialist
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • [FCA CF] Client dealing (since 1 Jul 2022)
    • [FCA CF] Functions requiring qualifications (since 1 Jul 2022)
  • Rosemount Financial Solutions (IFA) Limited (no longer approved here)

    FRN 535515

    • [FCA CF] Client dealing (20 Aug 2021 to 22 Dec 2021)
    • [FCA CF] Functions requiring qualifications (20 Aug 2021 to 22 Dec 2021)
    • Appointed representative dealing with clients for which they require qualification (21 Dec 2020 to 20 Aug 2021)
  • Quilter Mortgage Planning Limited (no longer approved here)

    FRN 440718

    • Appointed representative dealing with clients for which they require qualification (29 Jul 2020 to 23 Dec 2020)

Recent activity

Updates to this individual's record on the FCA register.

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