MKS FINANCIAL PLANNING LIMITED

• Principal Place of Business

  Moore Kingston Smith & Partners Ltd

  9 Appold Street

  London

  Hackney

  EC2A 2AP

  UNITED KINGDOM

  Phone

  +4402045821000

  Web

  https://www.mooreks.co.uk/services/advisory/financial-planning/

• Complaints Contact

  Moore Kingston Smith & Partners Ltd

  9 Appold Street

  London

  Hackney

  EC2A 2AP

  UNITED KINGDOM

  Phone

  +4402045821000

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Buy-to-Let Start Date

• Buy-to-Let Status

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Hayley Ann Jarvis

  IRN HAJ01025

  • 21. Advising or arranging (bringing about) equity release transactions
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 7. Giving personal recommendations on long-term care insurance contracts
  • 9A. Advising on P2P agreements
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 1 Dec 2025)
  • [FCA CF] Client dealing (since 1 Dec 2025)
• Ian Thomas Bradley Sproule

  IRN ITS00004

  • CF10a CASS Oversight function (1 Oct 2011 to 1 Jul 2012)
  • CF10 Compliance Oversight (1 Dec 2001 to 1 Jul 2012)
  • CF11 Money Laundering Reporting (1 Dec 2001 to 1 Jul 2012)
• Jonathan Brett Lanceley

  IRN JBL00006

  • CF21 Investment Adviser (1 Dec 2001 to 4 Oct 2002)
• Keith David Tuson

  IRN KDT00003

  • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Oct 2007)
  • CF3 Chief Executive (1 Dec 2001 to 31 May 2012)
  • CF1 Director (1 Dec 2001 to 29 Oct 2018)
• Linzi Deane

  IRN LXD15122

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 7. Giving personal recommendations on long-term care insurance contracts
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (18 Sep 2019 to 8 Dec 2019)
  • CF1 Director (12 Jun 2019 to 8 Dec 2019)
• Mark John Quinn

  IRN MJQ01010

  • CF30 Customer (1 Nov 2007 to 25 Sep 2009)
  • CF22 Investment Adviser (Trainee) (20 Dec 2006 to 31 Oct 2007)
• Mark MacLean

  IRN MXM00008

  • CF21 Investment Adviser (10 Nov 2003 to 9 Aug 2005)
• Michael David Todd

  IRN MDT00009

  • CF21 Investment Adviser (1 Dec 2001 to 11 Sep 2002)
• Michael Joseph Gleeson

  IRN MJG00109

  • CF21 Investment Adviser (2 Dec 2002 to 3 Jul 2003)
• Paul Michael Shadbolt

  IRN PMS01078

  • CF30 Customer (1 Jul 2013 to 21 Nov 2013)

No changes recorded yet.