Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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FNZ (UK) Ltd
FRN 438687
- SMF14 Senior Independent Director (since 1 Jul 2025)
- SMF11 Chair of the Audit Committee (since 9 Dec 2019)
- CF2 Non Executive Director (11 Mar 2019 to 8 Dec 2019)
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SCHRODER & CO. LIMITED
FRN 144206
- SMF11 Chair of the Audit Committee (since 5 Feb 2019)
- SMF10 Chair of the Risk Committee (since 5 Feb 2019)
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- Director of firm who is not a certification employee or a SMF manager (7 May 2019 to 1 Jan 2025)
- [FCA CF] Material risk taker (7 May 2019 to 8 May 2019)
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- CF2 Non Executive Director (15 Jun 2015 to 6 Mar 2016)
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- CF2 Non Executive Director (22 Oct 2014 to 13 Nov 2014)
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- CF28 Systems and controls (8 Apr 2013 to 31 Dec 2013)
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- CF28 Systems and controls (8 Apr 2013 to 31 Dec 2013)
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- CF28 Systems and controls (8 Apr 2013 to 31 Dec 2013)
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- CF28 Systems and controls (8 Apr 2013 to 31 Dec 2013)
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- CF28 Systems and controls (8 Apr 2013 to 31 Dec 2013)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.