Steven Szu Yuan Oon

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

NatWest Markets Plc (no longer approved here)
FRN 121882
- CF28 Systems and controls (8 Nov 2013 to 17 Nov 2014)
Santander Financial Services plc (no longer approved here)
FRN 146003
- CF29 Significant management (1 Nov 2007 to 30 Nov 2007)
- CF16 Significant Mgt (Desgntd Investment Business) (29 Mar 2007 to 31 Oct 2007)
- CF14 Risk Assessment (16 Jul 2003 to 27 Nov 2006)
Santander Asset Management UK Limited (no longer approved here)
FRN 122491
- CF14 Risk Assessment (26 Nov 2004 to 27 Nov 2006)
Santander ISA Managers Limited (no longer approved here)
FRN 171448
- CF14 Risk Assessment (26 Nov 2004 to 27 Nov 2006)
Santander UK Plc (no longer approved here)
FRN 106054
- CF14 Risk Assessment (18 Feb 2004 to 27 Nov 2006)
Cater Allen Limited (no longer approved here)
FRN 178737
- CF14 Risk Assessment (18 Feb 2004 to 27 Nov 2006)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.