Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF3 Executive Director (since 2 Mar 2023)
    • SMF27 Partner (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF27 Investment Management (18 Jul 2007 to 31 Oct 2007)
    • CF26 Customer Trading (14 Apr 2005 to 31 Oct 2007)
    • CF8 Apportionment and Oversight (14 Apr 2005 to 31 Oct 2007)
    • CF4 Partner (14 Apr 2005 to 8 Dec 2019)
    • CF3 Chief Executive (14 Apr 2005 to 1 Jul 2014)
  • Vivup Financial Services Ltd (no longer approved here)

    FRN 598106

    • Director of firm who is not a certification employee or a SMF manager (7 Dec 2022 to 30 Jun 2024)
  • SME HCI Limited (no longer approved here)

    FRN 626422

    • Director of firm who is not a certification employee or a SMF manager (7 Dec 2022 to 30 Jun 2024)
  • Kryger Capital Limited (no longer approved here)

    FRN 929588

    • SMF3 Executive Director (21 Dec 2020 to 23 Feb 2022)
  • Umbra Capital Partners LLP (no longer approved here)

    FRN 917090

    • SMF27 Partner (1 May 2020 to 17 Oct 2023)

Recent activity

Updates to this individual's record on the FCA register.

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