Date authorised
22 July 2013
Companies House
08347269
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Perkbox
    3 Dorset Rise
    London
    City Of London
    EC4Y 8EN
    UNITED KINGDOM
    Phone
    +447951793629
  • Complaints Contact

    Perkbox
    3 Dorset Rise
    London
    City Of London
    EC4Y 8EN
    UNITED KINGDOM
    Phone
    +447951793629

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Andrew Cavalier Loucks

    IRN AXL00708

    • Director of firm who is not a certification employee or a SMF manager (since 30 Jun 2024)
  • Charles Edward Gallagher-Powell

    IRN CEG01069

    • Director of firm who is not a certification employee or a SMF manager (7 Dec 2022 to 30 Jun 2024)
  • Christopher Michael Busby

    IRN CXB00988

    • Director of firm who is not a certification employee or a SMF manager (30 Jun 2024 to 28 Oct 2024)
  • David John Bryan

    IRN DXB00531

    • Responsible for Insurance Distribution (17 Feb 2022 to 10 Oct 2023)
    • SMF29 Limited scope function (limited scope SMCR firms only) (5 Nov 2021 to 10 Oct 2023)
  • Douglas Andrew Butler

    IRN DXB01039

    • Director of firm who is not a certification employee or a SMF manager (since 30 Jun 2024)
  • James Horsted

    IRN JXH02479

    • CF2 Non Executive Director (22 Jul 2013 to 8 Dec 2019)
  • Jane Davis

    IRN JXM03241

    • Director of firm who is not a certification employee or a SMF manager (30 Apr 2021 to 12 Dec 2022)
  • Julia Facey

    IRN JXF00256

    • Director of firm who is not a certification employee or a SMF manager (30 Apr 2021 to 13 Apr 2022)
  • Mats Heimes

    IRN MXH01288

    • Director of firm who is not a certification employee or a SMF manager (since 30 Jun 2024)
  • Neil Edwin Lewis

    IRN NEL01014

    • CF2 Non Executive Director (22 Jul 2013 to 8 Dec 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.