Date authorised
22 July 2013
Companies House
08347269
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Perkbox
    3 Dorset Rise
    London
    City Of London
    EC4Y 8EN
    UNITED KINGDOM
    Phone
    +447951793629
  • Complaints Contact

    Perkbox
    3 Dorset Rise
    London
    City Of London
    EC4Y 8EN
    UNITED KINGDOM
    Phone
    +447951793629

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Nigel Brittle

    IRN NXB01455

    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 1 Jan 2022)
    • Responsible for Insurance Distribution (1 Oct 2018 to 17 Feb 2022)
    • CF1 Director (22 Jul 2013 to 8 Dec 2019)
    • Responsible for Insurance Mediation (22 Jul 2013 to 30 Sep 2018)
    • CF28 Systems and controls (22 Jul 2013 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (22 Jul 2013 to 8 Dec 2019)
    • CF10 Compliance Oversight (22 Jul 2013 to 8 Dec 2019)
  • Rebecca Patricia Hooley

    IRN RXH00779

    • Responsible for Insurance Distribution (since 25 Oct 2024)
    • SMF29 Limited scope function (limited scope SMCR firms only) (since 22 Oct 2024)
  • Robert Fraser Blair McCathie

    IRN RFM01058

    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 30 Apr 2021)
    • CF2 Non Executive Director (10 Oct 2018 to 8 Dec 2019)
    • CF1 Director (22 Jul 2013 to 10 Oct 2018)
    • CF28 Systems and controls (22 Jul 2013 to 10 Oct 2018)
  • Simon Moyle

    IRN SXM00658

    • Responsible for Insurance Distribution (14 May 2024 to 24 Oct 2024)
    • SMF29 Limited scope function (limited scope SMCR firms only) (25 Oct 2023 to 24 Oct 2024)
    • Director of firm who is not a certification employee or a SMF manager (30 Apr 2021 to 28 Oct 2024)
  • Steven Andrew Clark

    IRN SAC01152

    • Director of firm who is not a certification employee or a SMF manager (7 Dec 2022 to 30 Jun 2024)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.