Vivup Financial Services Ltd
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Perkbox3 Dorset RiseLondonCity Of LondonEC4Y 8ENUNITED KINGDOM- Phone
- +447951793629
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Complaints Contact
Perkbox3 Dorset RiseLondonCity Of LondonEC4Y 8ENUNITED KINGDOM- Phone
- +447951793629
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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P2P Lending Advice
For Commercial, Retail (Non-Investment Insurance)
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Investment Advice (no pensions)
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Insurance Admin
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Stockbroking
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Investment Setup
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Nigel Brittle
IRN NXB01455
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 1 Jan 2022)
- Responsible for Insurance Distribution (1 Oct 2018 to 17 Feb 2022)
- CF1 Director (22 Jul 2013 to 8 Dec 2019)
- Responsible for Insurance Mediation (22 Jul 2013 to 30 Sep 2018)
- CF28 Systems and controls (22 Jul 2013 to 8 Dec 2019)
- CF11 Money Laundering Reporting (22 Jul 2013 to 8 Dec 2019)
- CF10 Compliance Oversight (22 Jul 2013 to 8 Dec 2019)
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Rebecca Patricia Hooley
IRN RXH00779
- Responsible for Insurance Distribution (since 25 Oct 2024)
- SMF29 Limited scope function (limited scope SMCR firms only) (since 22 Oct 2024)
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Robert Fraser Blair McCathie
IRN RFM01058
- Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 30 Apr 2021)
- CF2 Non Executive Director (10 Oct 2018 to 8 Dec 2019)
- CF1 Director (22 Jul 2013 to 10 Oct 2018)
- CF28 Systems and controls (22 Jul 2013 to 10 Oct 2018)
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Simon Moyle
IRN SXM00658
- Responsible for Insurance Distribution (14 May 2024 to 24 Oct 2024)
- SMF29 Limited scope function (limited scope SMCR firms only) (25 Oct 2023 to 24 Oct 2024)
- Director of firm who is not a certification employee or a SMF manager (30 Apr 2021 to 28 Oct 2024)
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Steven Andrew Clark
IRN SAC01152
- Director of firm who is not a certification employee or a SMF manager (7 Dec 2022 to 30 Jun 2024)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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SME HCI Limited
FRN 935845 · Appointed 31 Jan 2024
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.