Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 1 Jan 2022)
- Responsible for Insurance Distribution (1 Oct 2018 to 17 Feb 2022)
- CF1 Director (22 Jul 2013 to 8 Dec 2019)
- CF10 Compliance Oversight (22 Jul 2013 to 8 Dec 2019)
- CF11 Money Laundering Reporting (22 Jul 2013 to 8 Dec 2019)
- CF28 Systems and controls (22 Jul 2013 to 8 Dec 2019)
- Responsible for Insurance Mediation (22 Jul 2013 to 30 Sep 2018)
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- CF8 Apportionment and Oversight (15 Dec 2009 to 21 Apr 2011)
- CF3 Chief Executive (4 Sep 2009 to 21 Apr 2011)
- CF1 Director (29 Jan 2009 to 21 Apr 2011)
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- CF1 Director (29 Jan 2009 to 21 Apr 2011)
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- CF1 Director (29 Jan 2009 to 21 Apr 2011)
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- CF1 Director (29 Jan 2009 to 21 Apr 2011)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.