Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Vivup Financial Services Ltd (no longer approved here)

    FRN 598106

    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 1 Jan 2022)
    • Responsible for Insurance Distribution (1 Oct 2018 to 17 Feb 2022)
    • CF1 Director (22 Jul 2013 to 8 Dec 2019)
    • CF10 Compliance Oversight (22 Jul 2013 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (22 Jul 2013 to 8 Dec 2019)
    • CF28 Systems and controls (22 Jul 2013 to 8 Dec 2019)
    • Responsible for Insurance Mediation (22 Jul 2013 to 30 Sep 2018)
  • PERSONAL ASSURANCE PUBLIC LIMITED COMPANY (no longer approved here)

    FRN 202682

    • CF8 Apportionment and Oversight (15 Dec 2009 to 21 Apr 2011)
    • CF3 Chief Executive (4 Sep 2009 to 21 Apr 2011)
    • CF1 Director (29 Jan 2009 to 21 Apr 2011)
  • Berkeley Morgan Limited (no longer approved here)

    FRN 148577

    • CF1 Director (29 Jan 2009 to 21 Apr 2011)
  • PERSONAL ASSURANCE SERVICES LIMITED (no longer approved here)

    FRN 303200

    • CF1 Director (29 Jan 2009 to 21 Apr 2011)
  • PERSONAL GROUP BENEFITS LIMITED (no longer approved here)

    FRN 303656

    • CF1 Director (29 Jan 2009 to 21 Apr 2011)

Recent activity

Updates to this individual's record on the FCA register.

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