Date authorised
1 April 2013
Companies House
03195037
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    John Ormond House
    899 Silbury Boulevard
    Milton Keynes
    Buckinghamshire
    MK9 3XL
    UNITED KINGDOM
    Phone
    +4401908605000
  • Complaints Contact

    John Ormond House
    899 Silbury Boulevard
    Milton Keynes
    Buckinghamshire
    MK9 3XL
    UNITED KINGDOM
    Phone
    +4401908605000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Andrew George Lothian

    IRN AGL01044

    • SMF3 Executive Director (9 Dec 2019 to 31 Dec 2020)
    • Responsible for Insurance Distribution (1 Oct 2018 to 31 Dec 2020)
    • Responsible for Insurance Mediation (22 May 2009 to 30 Sep 2018)
    • CF1 Director (13 Dec 2005 to 8 Dec 2019)
  • Arianne Jean Riddell

    IRN AXR01030

    • SMF3 Executive Director (since 1 Apr 2025)
  • Ashley Doody

    IRN AXD02105

    • SMF3 Executive Director (9 Dec 2019 to 31 Dec 2021)
    • CF1 Director (22 May 2013 to 8 Dec 2019)
  • Christopher Wilfred Thomas Johnston

    IRN CWJ01010

    • CF1 Director (8 Dec 2005 to 19 Jan 2009)
  • Claire Harbord

    IRN CXH00766

    • SMF3 Executive Director (26 Apr 2024 to 30 Jul 2024)
  • DAVID JOHN WALKER

    IRN DJW01439

    • CF1 Director (10 Mar 2014 to 31 Dec 2018)
  • DEBORAH KAREN FROST

    IRN DKR01030

    • Responsible for Insurance Distribution (27 May 2021 to 13 Dec 2023)
    • SMF3 Executive Director (17 Mar 2020 to 13 Dec 2023)
  • Damian Kane

    IRN DXK00028

    • SMF3 Executive Director (30 Nov 2020 to 19 Feb 2025)
  • Eion Godfery Wallace

    IRN EGW01013

    • CF1 Director (14 Jan 2005 to 28 Nov 2005)
  • Elliott Lee Williams

    IRN EXW07352

    • SMF3 Executive Director (9 Dec 2019 to 12 Mar 2021)
    • CF1 Director (30 Oct 2018 to 8 Dec 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.