Date authorised
21 December 2020
Companies House
12592006
Last scraped
6 days ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    8th Floor
    35 Dover Street
    London
    W1S 4NQ
    UNITED KINGDOM
    Phone
    +442039107900
  • Complaints Contact

    8th Floor
    35 Dover Street
    London
    W1S 4NQ
    UNITED KINGDOM
    Phone
    +442039107900

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Private Investment Funds

  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Commodity Future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Aryan Sharifi

    IRN AXS00656

    • [FCA CF] Material risk taker (1 Feb 2021 to 3 Jan 2022)
    • [FCA CF] Client dealing (1 Feb 2021 to 3 Jan 2022)
  • Brian Philip Mulligan

    IRN BPM01049

    • [FCA CF] Material risk taker (19 Jul 2024 to 1 Jul 2025)
  • Craig Andrew Johnson

    IRN CAJ01055

    • [FCA CF] Client dealing (4 Jul 2022 to 17 Oct 2025)
    • [FCA CF] Material risk taker (4 Jul 2022 to 17 Oct 2025)
  • Darren Kenneally

    IRN DXK00145

    • SMF3 Executive Director (17 Jun 2022 to 3 Jun 2025)
    • [FCA CF] Client dealing (1 Feb 2021 to 16 Jun 2025)
  • Hollie Christian

    IRN HXM00155

    • SMF3 Executive Director (since 26 Jun 2025)
    • [FCA CF] Client dealing (since 1 Feb 2021)
  • James Lawrence

    IRN JXL02247

    • [FCA CF] Client dealing (1 Feb 2021 to 16 Jun 2021)
    • [FCA CF] Material risk taker (1 Feb 2021 to 16 Jun 2021)
  • Rajesh Shanmuganathan

    IRN RXS01575

    • [FCA CF] Client dealing (since 1 Feb 2021)
  • STEPHEN HILL

    IRN SXH02942

    • [FCA CF] Client dealing (since 31 Dec 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 21 Dec 2020)
    • SMF3 Executive Director (since 21 Dec 2020)
    • SMF16 Compliance Oversight (since 21 Dec 2020)
  • Sarah Funnell

    IRN SXF00196

    • [FCA CF] Client dealing (since 1 Feb 2021)
  • Steven Andrew Clark

    IRN SAC01152

    • SMF3 Executive Director (21 Dec 2020 to 23 Feb 2022)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.