Stephen Roy Brookman

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • TRILAND METALS LIMITED

    FRN 141157

    • [FCA CF] Proprietary trader (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Material risk taker (9 Dec 2019 to 31 Mar 2023)
    • CF30 Customer (1 Oct 2018 to 8 Dec 2019)
  • Kingdom Futures Limited (no longer approved here)

    FRN 606298

    • CF30 Customer (13 Apr 2015 to 17 Aug 2017)
  • Natixis (no longer approved here)

    FRN 206092

    • CF30 Customer (28 Feb 2008 to 11 Nov 2014)
  • GF Financial Markets (UK) Limited (no longer approved here)

    FRN 114237

    • CF30 Customer (1 Nov 2007 to 26 Mar 2013)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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