Kingdom Futures Limited

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
Stockbroking

For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
Investment Setup

For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Senior staff personally approved by the FCA to hold their roles here.

Adam Francis Bickerstaffe
IRN AXB10735
- CF30 Customer (4 Feb 2019 to 8 Dec 2019)
Alexander II Percy John Heath
IRN APH01107
- CF30 Customer (8 Sep 2014 to 26 Feb 2018)
Barry Walter Bateman
IRN BWB01023
- CF30 Customer (5 Dec 2016 to 8 Dec 2019)
David Andrew Honisett
IRN DAH01142
- CF30 Customer (19 May 2014 to 27 Jan 2016)
Elizabeth Milan
IRN EXM01155
- CF30 Customer (16 Mar 2015 to 26 Feb 2018)
Jasdeep Kaur Hayer
IRN JKH01062
- [PRA CF] Key function holder (since 31 Mar 2021)
- [FCA CF] Significant management (since 31 Mar 2021)
- SMF16 Compliance Oversight (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- CF30 Customer (8 Jan 2014 to 8 Dec 2019)
- CF1 Director (8 Jan 2014 to 8 Dec 2019)
- CF11 Money Laundering Reporting (8 Jan 2014 to 8 Dec 2019)
- CF10 Compliance Oversight (8 Jan 2014 to 8 Dec 2019)
Malcolm Apted Freeman
IRN MAF01068
- SMF1 Chief Executive (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- CF3 Chief Executive (8 Jan 2014 to 8 Dec 2019)
- CF30 Customer (8 Jan 2014 to 8 Dec 2019)
- CF1 Director (8 Jan 2014 to 8 Dec 2019)
Mark Lee Midgley
IRN MLM01115
- CF2 Non Executive Director (24 Nov 2014 to 8 Dec 2019)
Michael David Marlowe
IRN MDM01058
- CF30 Customer (23 Apr 2019 to 8 Dec 2019)
Peter George Brooker
IRN PGB01071
- CF30 Customer (5 Sep 2016 to 8 Dec 2019)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.