Peter George Brooker

Last updated
6 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Hythe Bay Metals Limited

    FRN 930336

    • [FCA CF] Significant management (since 13 Nov 2020)
    • SMF1 Chief Executive (since 13 Nov 2020)
    • SMF16 Compliance Oversight (since 13 Nov 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 13 Nov 2020)
    • SMF3 Executive Director (since 13 Nov 2020)
    • [FCA CF] Client dealing (since 13 Nov 2020)
    • [FCA CF] Manager of certification employee (since 13 Nov 2020)
    • [FCA CF] Benchmark submission and administration (13 Nov 2020 to 14 Nov 2020)
  • Kingdom Futures Limited (no longer approved here)

    FRN 606298

    • CF30 Customer (5 Sep 2016 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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