Hythe Bay Metals Limited

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future
Stockbroking

For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Rights to or interests in investments (Contractually Based Investments)
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
Investment Setup

For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Rights to or interests in investments (Contractually Based Investments)
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Senior staff personally approved by the FCA to hold their roles here.

Michael David Marlowe
IRN MDM01058
- SMF3 Executive Director (since 13 Nov 2020)
- [FCA CF] Client dealing (since 13 Nov 2020)
- [FCA CF] Significant management (since 13 Nov 2020)
Neil Anthony Stevenson
IRN NAS01080
- [FCA CF] Client dealing (10 Jan 2024 to 12 Feb 2025)
Peter George Brooker
IRN PGB01071
- [FCA CF] Client dealing (since 13 Nov 2020)
- [FCA CF] Manager of certification employee (since 13 Nov 2020)
- [FCA CF] Significant management (since 13 Nov 2020)
- SMF1 Chief Executive (since 13 Nov 2020)
- SMF16 Compliance Oversight (since 13 Nov 2020)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 13 Nov 2020)
- SMF3 Executive Director (since 13 Nov 2020)
- [FCA CF] Benchmark submission and administration (13 Nov 2020 to 14 Nov 2020)
Shane Aron John Leeks
IRN SAL01136
- [FCA CF] Client dealing (12 Apr 2021 to 27 Apr 2023)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.