Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Kingdom Futures Limited
FRN 606298
- [FCA CF] Significant management (since 31 Mar 2021)
- [PRA CF] Key function holder (since 31 Mar 2021)
- SMF16 Compliance Oversight (since 9 Dec 2019)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- CF11 Money Laundering Reporting (8 Jan 2014 to 8 Dec 2019)
- CF10 Compliance Oversight (8 Jan 2014 to 8 Dec 2019)
- CF30 Customer (8 Jan 2014 to 8 Dec 2019)
- CF1 Director (8 Jan 2014 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.