Stephen Michael Brawn

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Nutshell Asset Management Limited
FRN 935876
- [FCA CF] Client dealing (since 5 May 2021)
Astral Financial Ltd (no longer approved here)
FRN 801104
- SMF3 Executive Director (9 Apr 2024 to 11 Sep 2025)
Thornbridge Investment Management LLP (no longer approved here)
FRN 713859
- CF30 Customer (12 Aug 2020 to 4 May 2021)
VFX Financial PLC (no longer approved here)
FRN 592260
- SMF3 Executive Director (9 Dec 2019 to 5 Aug 2022)
- CF1 Director (5 Jul 2013 to 8 Dec 2019)
- CF30 Customer (5 Jul 2013 to 8 Dec 2019)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.