VFX Financial PLC

• Principal Place of Business

  Dukes House

  32-38 Dukes Place

  London

  EC3A 7LP

  UNITED KINGDOM

  Phone

  +4402079596900

  Web

  https://vfxfinancial.com

• Complaints Contact

  Dukes House

  32-38 Dukes Place

  London

  EC3A 7LP

  UNITED KINGDOM

  Phone

  +4402079596900

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Unit

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Adam James Holliday

  IRN AXH01164

  • [FCA CF] Client dealing (since 14 Oct 2024)
• Alex John Plester

  IRN AJP01366

  • CF30 Customer (11 May 2015 to 8 Dec 2019)
• Benjamin Anthony Pullicino

  IRN BAP01049

  • [FCA CF] Client dealing (since 25 Mar 2026)
• Ciaran Pennington

  IRN CXP00638

  • [FCA CF] Client dealing (10 Apr 2024 to 2 Aug 2024)
• Clive John Shelton

  IRN CJS01167

  • SMF3 Executive Director (9 Dec 2019 to 8 Jun 2023)
  • SMF16 Compliance Oversight (9 Dec 2019 to 8 Jun 2023)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 8 Jun 2023)
  • CF30 Customer (20 Jan 2017 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (5 Jul 2013 to 8 Dec 2019)
  • CF10a CASS Oversight function (5 Jul 2013 to 8 Dec 2019)
  • CF10 Compliance Oversight (5 Jul 2013 to 8 Dec 2019)
  • CF1 Director (5 Jul 2013 to 8 Dec 2019)
• Cristina Radu

  IRN CXR19265

  • [FCA CF] Client dealing (since 12 Mar 2026)
  • [FCA CF] Client dealing (5 Dec 2022 to 2 Aug 2024)
• Hardeep Bolina

  IRN HXB00236

  • [FCA CF] Client dealing (26 Apr 2023 to 6 Dec 2024)
• Henry Lisney

  IRN HXL01269

  • SMF1 Chief Executive (since 10 Aug 2022)
  • [FCA CF] Client dealing (1 Dec 2022 to 14 Oct 2025)
• James Hamilton Stuart

  IRN JXS01062

  • [FCA CF] Client dealing (since 28 Mar 2025)
  • SMF3 Executive Director (since 18 Aug 2022)
• Jamie Robert Cooke

  IRN JXC02457

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 2 Mar 2026)
  • SMF16 Compliance Oversight (since 2 Mar 2026)

No changes recorded yet.