VFX Financial PLC

• Principal Place of Business

  Dukes House

  32-38 Dukes Place

  London

  EC3A 7LP

  UNITED KINGDOM

  Phone

  +4402079596900

  Web

  https://vfxfinancial.com

• Complaints Contact

  Dukes House

  32-38 Dukes Place

  London

  EC3A 7LP

  UNITED KINGDOM

  Phone

  +4402079596900

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Unit

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Jonathan George Mohan

  IRN JXM01357

  • [FCA CF] Client dealing (12 Apr 2023 to 28 Feb 2026)
• Jose Yelamos Sanchez - Mira

  IRN JXY00128

  • [FCA CF] Client dealing (since 28 Mar 2025)
• Luis Fernando Paniagua Brieva

  IRN LXP00406

  • [FCA CF] Client dealing (since 14 Oct 2024)
• Mark William McCarthy

  IRN MXM01631

  • [FCA CF] Client dealing (since 2 Mar 2023)
• Martin Leslie

  IRN MXL01194

  • [FCA CF] Client dealing (since 3 Aug 2023)
  • CF30 Customer (14 Aug 2015 to 8 Dec 2019)
• Neville John Lacey

  IRN NXL01188

  • SMF16 Compliance Oversight (31 Jul 2025 to 31 Aug 2025)
  • SMF17 Money Laundering Reporting Officer (MLRO) (31 Jul 2025 to 31 Aug 2025)
• Nicholas David Thomas

  IRN NXT00207

  • SMF16 Compliance Oversight (19 Jul 2023 to 31 Jan 2025)
  • SMF17 Money Laundering Reporting Officer (MLRO) (19 Jul 2023 to 31 Jan 2025)
• Nicholas James England

  IRN NJE01022

  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Client dealing (31 Mar 2021 to 14 Oct 2025)
  • CF1 Director (5 Jul 2013 to 8 Dec 2019)
  • CF30 Customer (5 Jul 2013 to 8 Dec 2019)
• Nicholas Paul Colling

  IRN NPC01096

  • [FCA CF] Client dealing (since 2 Oct 2025)
• Oscar Martinez

  IRN OXM00128

  • [FCA CF] Client dealing (since 5 Dec 2024)

No changes recorded yet.