Astral Financial Ltd

Date authorised
18 April 2018
Companies House
10950145
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    3 Shortlands
    London
    W6 8DA
    UNITED KINGDOM
    Phone
    +442031437480
    Web
    https://www.astral-financial.com

  • Complaints Contact

    3 Shortlands
    London
    W6 8DA
    UNITED KINGDOM
    Phone
    +442031437480

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Darren Vickers

    IRN DXV01039

    • [FCA CF] Client dealing (since 12 Feb 2020)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (2 Oct 2019 to 8 Dec 2019)
    • CF10 Compliance Oversight (2 Oct 2019 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (2 Oct 2019 to 8 Dec 2019)
    • CF30 Customer (2 Oct 2019 to 8 Dec 2019)
  • Hui Zhao

    IRN ZXH01067

    • CF1 Director (18 Apr 2018 to 7 Oct 2019)
    • CF10 Compliance Oversight (18 Apr 2018 to 7 Oct 2019)
    • CF11 Money Laundering Reporting (18 Apr 2018 to 7 Oct 2019)
    • CF30 Customer (18 Apr 2018 to 7 Oct 2019)
  • Kwok Hong Chu

    IRN KXC01326

    • SMF3 Executive Director (since 11 Jan 2022)
    • [FCA CF] Client dealing (since 27 Sep 2021)
  • Richard Elliott Lester

    IRN REL01023

    • [FCA CF] Client dealing (5 Feb 2021 to 8 Dec 2023)
    • SMF3 Executive Director (2 Oct 2020 to 8 Dec 2023)
  • Stephen Michael Brawn

    IRN SMB01103

    • SMF3 Executive Director (9 Apr 2024 to 11 Sep 2025)
  • Thibaut Lefeu

    IRN TXL01275

    • CF1 Director (18 Apr 2018 to 7 Oct 2019)
    • CF30 Customer (18 Apr 2018 to 7 Oct 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.