Hui Zhao

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Astral Financial Ltd (no longer approved here)
FRN 801104
- CF1 Director (18 Apr 2018 to 7 Oct 2019)
- CF10 Compliance Oversight (18 Apr 2018 to 7 Oct 2019)
- CF11 Money Laundering Reporting (18 Apr 2018 to 7 Oct 2019)
- CF30 Customer (18 Apr 2018 to 7 Oct 2019)
R.J. O'Brien Limited (no longer approved here)
FRN 114120
- CF30 Customer (4 Jun 2015 to 27 Feb 2017)
ADM Investor Services International Limited (no longer approved here)
FRN 148474
- CF30 Customer (26 May 2011 to 23 Feb 2015)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.